022-309 (LM2) 6/30/2009

U.S. Department of Labor
Office of Labor-Management Standards
Washington, DC 20210

FORM LM-2 LABOR ORGANIZATION ANNUAL REPORT

Form Approved
Office of Management and Budget
No. 1215-0188
Expires: 09-30-2011

MUST BE USED BY LABOR ORGANIZATIONS WITH $250,000 OR MORE IN TOTAL ANNUAL RECEIPTS AND LABOR ORGANIZATIONS IN TRUSTEESHIP

This report is mandatory under P.L. 86-257, as amended. Failure to comply may result in criminal prosecution, fines, or civil penalties as provided by 29 U.S.C. 439 or 440.

READ THE INSTRUCTIONS CAREFULLY BEFORE PREPARING THIS REPORT.

For Official Use Only

1. FILE NUMBER
022-309

2. PERIOD COVERED
From	7/1/2008
Through	6/30/2009

3.	(a) AMENDED - Is this an amended report:	No
	(b) HARDSHIP - Filed under the hardship procedures:	No
	(c) TERMINAL - This is a terminal report:	No

4. AFFILIATION OR ORGANIZATION NAME IRON WORKERS AFL-CIO
5. DESIGNATION (Local, Lodge, etc.) LOCAL UNION	6. DESIGNATION NBR 401
7. UNIT NAME (if any)

8. MAILING ADDRESS (Type or print in capital letters)
First Name JOSEPH J	Last Name DOUGHERTY
P.O Box - Building and Room Number IRON WORKERS AFL CIO LU 401
Number and Street 11600 NORCOM ROAD
City PHILADELPHIA
State PA	ZIP Code + 4 19154

9. Are your organization's records kept at its mailing address?

Yes

Each of the undersigned, duly authorized officers of the above labor organization, declares, under penalty of perjury and other applicable penalties of law, that all of the information submitted in this report (including information contained in any accompanying documents) has been examined by the signatory and is, to the best of the undersigned individual's knowledge and belief, true, correct and complete (See Section V on penalties in the instructions.)

70. SIGNED:

William F O'Donnell

PRESIDENT

71. SIGNED:

Joseph J Dougherty

TREASURER

Date:

Sep 28, 2009

Telephone Number:

Date:

Sep 28, 2009

Telephone Number:

Form LM-2 (Revised 2003)

ITEMS 10 THROUGH 21

FILE NUMBER: 022-309

10. During the reporting period did the labor organization create or participate in the administration of a trust or a fund or organization, as defined in the instructions, which provides benefits for members or beneficiaries?	Yes
11. During the reporting period did the labor organization have a Political Action Committee (PAC) fund?	Yes
12. During the reporting period did the labor organization have an audit or review of its books and records by an outside accountant or by a parent body auditor/representative?	Yes
13. During the reporting period did the labor organization discover any loss or shortage of funds or other assets? (Answer "Yes" even if there has been repayment or recovery.)	No
14. What is the maximum amount recoverable under the labor organization's fidelity bond for a loss caused by any officer, employee or agent of the labor organization who handled union funds?	$500,000
15. During the reporting period did the labor organization acquire or dispose of any assets in a manner other than purchase or sale?	No
16. Were any of the labor organization's assets pledged as security or encumbered in any way at the end of the reporting period?	Yes
17. Did the labor organization have any contingent liabilities at the end of the reporting period?	No
18. During the reporting period did the labor organization have any changes in its constitution or bylaws, other than rates of dues and fees, or in practices/procedures listed in the instructions?	No
19. What is the date of the labor organization's next regular election of officers?	6 / 2011

20. How many members did the labor organization have at the end of the reporting period?

1,118

21. What are the labor organization's rates of dues and fees?

Rates of Dues and Fees
Dues/Fees	Amount		Unit	Minimum	Maximum
(a) Regular Dues/Fees	32.90	per	Month	8.40	32.90
(b) Working Dues/Fees	2.72	per	Hour
(c) Initiation Fees	800.00	per	Initiation
(d) Transfer Fees	50.00	per	Transfer
(e) Work Permits	5.00	per	Week

Form LM-2 (Revised 2003)

STATEMENT A - ASSETS AND LIABILITIES

FILE NUMBER: 022-309

ASSETS

ASSETS	Schedule Number	Start of Reporting Period (A)	End of Reporting Period (B)
22. Cash		$1,233,607	$806,541
23. Accounts Receivable	1	$0	$0
24. Loans Receivable	2	$0	$0
25. U.S. Treasury Securities		$0	$0
26. Investments	5	$0	$0
27. Fixed Assets	6	$3,501,210	$3,395,294
28. Other Assets	7	$171,842	$139,709
29. TOTAL ASSETS		$4,906,659	$4,341,544

LIABILITIES

LIABILITIES	Schedule Number	Start of Reporting Period (A)	End of Reporting Period (B)
30. Accounts Payable	8	$0	$0
31. Loans Payable	9	$735,705	$492,001
32. Mortgages Payable		$0	$0
33. Other Liabilities	10	$115,521	$167,196
34. TOTAL LIABILITIES		$851,226	$659,197

35. NET ASSETS

$4,055,433

$3,682,347

Form LM-2 (Revised 2003)

STATEMENT B - RECEIPTS AND DISBURSEMENTS

FILE NUMBER: 022-309

CASH RECEIPTS	SCH	AMOUNT
36. Dues and Agency Fees		$315,585
37. Per Capita Tax		$0
38. Fees, Fines, Assessments, Work Permits		$2,864,121
39. Sale of Supplies		$0
40. Interest		$27,909
41. Dividends		$0
42. Rents		$144,600
43. Sale of Investments and Fixed Assets	3	$22,500
44. Loans Obtained	9	$0
45. Repayments of Loans Made	2	$0
46. On Behalf of Affiliates for Transmittal to Them		$23,067,438
47. From Members for Disbursement on Their Behalf		$0
48. Other Receipts	14	$879,358
49. TOTAL RECEIPTS		$27,321,511

CASH DISBURSEMENTS		SCH	AMOUNT
50. Representational Activities		15	$601,110
51. Political Activities and Lobbying		16	$9,828
52. Contributions, Gifts, and Grants		17	$23,613
53. General Overhead		18	$1,174,885
54. Union Administration		19	$427,645
55. Benefits		20	$1,562,630
56. Per Capita Tax			$396,321
57. Strike Benefits			$0
58. Fees, Fines, Assessments, etc.			$0
59. Supplies for Resale			$0
60. Purchase of Investments and Fixed Assets		4	$187,311
61. Loans Made		2	$0
62. Repayment of Loans Obtained		9	$243,704
63. To Affiliates of Funds Collected on Their Behalf			$23,046,048
64. On Behalf of Individual Members			$0
65. Direct Taxes			$75,482

66. Subtotal			$27,748,577
67. Withholding Taxes and Payroll Deductions
67a. Total Withheld	$287,113
67b. Less Total Disbursed	$287,113
67c. Total Withheld But Not Disbursed			$0
68. TOTAL DISBURSEMENTS			$27,748,577

Form LM-2 (Revised 2003)

SCHEDULE 1 - ACCOUNTS RECEIVABLE AGING SCHEDULE

FILE NUMBER: 022-309

There was no data found for this schedule.

SCHEDULE 2 - LOANS RECEIVABLE

FILE NUMBER: 022-309

There was no data found for this schedule.

SCHEDULE 3 - SALE OF INVESTMENTS AND FIXED ASSETS

FILE NUMBER: 022-309

Description (if land or buildings give location) (A)	Cost (B)	Book Value (C)	Gross Sales Price (D)	Amount Received (E)
Total of all lines above	$46,082	$15,361	$22,500	$22,500
2007 Ford Expedition	$46,082	$15,361	$22,500	$22,500

				Less Reinvestments	$0
(The total from Net Sales Line will be automatically entered in Item 43)				Net Sales	$22,500

Form LM-2 (Revised 2003)

SCHEDULE 4 - PURCHASE OF INVESTMENTS AND FIXED ASSETS

FILE NUMBER: 022-309

Description (if land or buildings, give location) (A)	Cost (B)	Book Value (C)	Cash Paid (D)
Total of all lines above	$187,311	$187,311	$187,311
2009 Lincoln Navigator	$60,978	$60,978	$60,978
2009 Ford Expedition	$51,006	$51,006	$51,006
Landscaping	$10,779	$10,779	$10,779
Painting Outside of Building	$10,384	$10,384	$10,384
Painting Outside of Building	$21,386	$21,386	$21,386
Vent Cleaning	$9,341	$9,341	$9,341
HVAC Repair	$3,983	$3,983	$3,983
New Sound System	$5,326	$5,326	$5,326
Furniture for Dayroom	$9,099	$9,099	$9,099
Drapes	$5,029	$5,029	$5,029

		Less Reinvestments	$0
(The total from Net Purchases Line will be automatically entered in Item 60.)		Net Purchases	$187,311

Form LM-2 (Revised 2003)

SCHEDULE 5 - INVESTMENTS

FILE NUMBER: 022-309

Description (A)	Amount (B)
Marketable Securities
A. Total Cost	$0
B. Total Book Value	$0
C. List each marketable security which has a book value over $5,000 and exceeds 5% of Line B.

Other Investments
D. Total Cost	$0
E. Total Book Value	$0
F. List each other investment which has a book value over $5,000, of Line E. Also list each Trust which is an investment.

G. Total of Lines B and E (Total will be automatically entered in Item 26, Column(B))

Form LM-2 (Revised 2003)

SCHEDULE 6 - FIXED ASSETS

FILE NUMBER: 022-309

Description (A)	Cost or Other Basis (B)	Total Depreciation or Amount Expensed (C)	Book Value (D)	Value (E)
A. Land 1 : 11600 Norcom Road Philadelphia, PA	$518,497		$518,497	$518,497

B. Building 1 : 11600 Norcom Road Philadelphia, PA

$5,044,663

$2,906,048

$2,138,615

$5,044,663

C. Automobiles and Other Vehicles

$295,426

$92,481

$202,945

D. Office Furniture and Equipment

$467,763

$363,834

$103,929

E. Other Fixed Assets

$547,283

$115,975

$431,308

F. Totals of Lines A through E (Column(D) Total will be automatically entered in Item 27, Column(B))

$6,873,632

$3,478,338

$3,395,294

$6,301,342

Form LM-2 (Revised 2003)

SCHEDULE 7 - OTHER ASSETS

FILE NUMBER: 022-309

Description (A)	Book Value (B)
Total (Total will be automatically entered in Item 28, Column(B))	$139,709
Liquor License	$15,863
Mortgage Escrow	$11,781
Inventory	$5,368
Due from Local 401 Annuity Fund	$42,524
Due from Local 401 Apprentice Fund	$55,772
Due from Local 401 Supplemental Welfare Fund	$2,260
Due from International Affiliates	$6,141

Form LM-2 (Revised 2003)

SCHEDULE 8 - ACCOUNTS PAYABLE AGING SCHEDULE

FILE NUMBER: 022-309

There was no data found for this schedule.

SCHEDULE 9 - LOANS PAYABLE

FILE NUMBER: 022-309

Source of Loans Payable at Any Time During the Reporting Period (A)	Loans Owed at Start of Period (B)	Loans Obtained During Period (C)	Repayment During Period Cash (D)(1)	Repayment During Period Other Than Cash (D)(2)	Loans Owed at End of Period (E)
Total Loans Payable	$735,705	$0	$243,704	$0	$492,001
Totals will be automatically entered in...	Item 31 Column (C)	Item 44	Item 62	Item 69 with Explanation	Item 31 Column (D)
M&T Bank	$735,705	$0	$243,704	$0	$492,001

Form LM-2 (Revised 2003)

SCHEDULE 10 - OTHER LIABILITIES

FILE NUMBER: 022-309

Description (A)	Amount at End of Period (B)
Total Other Liabilities (Total will be automatically entered in Item 33, Column(D))	$167,196
Banquet Deposits	$20,750
Due to Local 401 Vacation Fund	$69,199
Death Benefits Payable	$2,000
Sales Tax Payable	$22,744
Due to International Affiliates	$52,503

Form LM-2 (Revised 2003)

SCHEDULE 11 - ALL OFFICERS AND DISBURSEMENTS TO OFFICERS

FILE NUMBER: 022-309

(A)
Name

(B)
Title

(D)
Gross Salary
Disbursements
(before any
deductions)

(E)
Allowances
Disbursed

(F)
Disbursements for Official Business

(G)
Other
Disbursements not reported in
(D) through (F)

(H)
TOTAL

A
B
C

Dougherty , Joseph
Bus. Agent / Fin. Scty.
C

$204,101

$8,664

$212,765

Schedule 15
Representational Activities

35 %

Schedule 16
Political Activities and Lobbying

4 %

Schedule 17
Contributions

3 %

Schedule 18
General Overhead

10 %

Schedule 19
Administration

48 %

A
B
C

Roberts , Charles
Business Agent
C

$136,591

$7,716

$144,307

Schedule 15
Representational Activities

90 %

Schedule 16
Political Activities and Lobbying

0 %

Schedule 17
Contributions

0 %

Schedule 18
General Overhead

5 %

Schedule 19
Administration

5 %

A
B
C

MacDonald, Jr. , Robert
Business Agent/Organizer
C

$133,731

$9,354

$143,085

Schedule 15
Representational Activities

90 %

Schedule 16
Political Activities and Lobbying

0 %

Schedule 17
Contributions

0 %

Schedule 18
General Overhead

5 %

Schedule 19
Administration

5 %

A
B
C

Sweeney , Edward
Business Agent/Organizer
C

$133,731

$6,842

$140,573

Schedule 15
Representational Activities

90 %

Schedule 16
Political Activities and Lobbying

0 %

Schedule 17
Contributions

0 %

Schedule 18
General Overhead

5 %

Schedule 19
Administration

5 %

A
B
C

Prophet , Christopher
Business Agent
C

$136,390

$20,802

$157,192

Schedule 15
Representational Activities

90 %

Schedule 16
Political Activities and Lobbying

0 %

Schedule 17
Contributions

0 %

Schedule 18
General Overhead

5 %

Schedule 19
Administration

5 %

A
B
C

O'Donnell , William
President
C

$1,438

Schedule 15
Representational Activities

0 %

Schedule 16
Political Activities and Lobbying

0 %

Schedule 17
Contributions

0 %

Schedule 18
General Overhead

0 %

Schedule 19
Administration

100 %

A
B
C

Joyce , John
Executive Board
C

Schedule 15
Representational Activities

0 %

Schedule 16
Political Activities and Lobbying

0 %

Schedule 17
Contributions

0 %

Schedule 18
General Overhead

0 %

Schedule 19
Administration

100 %

A
B
C

Cirone , David
Executive Board
C

Schedule 15
Representational Activities

0 %

Schedule 16
Political Activities and Lobbying

0 %

Schedule 17
Contributions

0 %

Schedule 18
General Overhead

0 %

Schedule 19
Administration

100 %

A
B
C

DeMarco , Stephen
Trustee
C

Schedule 15
Representational Activities

0 %

Schedule 16
Political Activities and Lobbying

0 %

Schedule 17
Contributions

0 %

Schedule 18
General Overhead

0 %

Schedule 19
Administration

100 %

A
B
C

O'Donnell , Robert
Trustee
C

Schedule 15
Representational Activities

0 %

Schedule 16
Political Activities and Lobbying

0 %

Schedule 17
Contributions

0 %

Schedule 18
General Overhead

0 %

Schedule 19
Administration

100 %

A
B
C

Mariner , Edward
Examining Board
C

Schedule 15
Representational Activities

0 %

Schedule 16
Political Activities and Lobbying

0 %

Schedule 17
Contributions

0 %

Schedule 18
General Overhead

0 %

Schedule 19
Administration

100 %

A
B
C

Henry , Jason
Recording Secretary
C

$4,800

Schedule 15
Representational Activities

0 %

Schedule 16
Political Activities and Lobbying

0 %

Schedule 17
Contributions

0 %

Schedule 18
General Overhead

0 %

Schedule 19
Administration

100 %

A
B
C

Casey , M. Tim
Vice President
C

Schedule 15
Representational Activities

0 %

Schedule 16
Political Activities and Lobbying

0 %

Schedule 17
Contributions

0 %

Schedule 18
General Overhead

0 %

Schedule 19
Administration

100 %

A
B
C

Alexander , Steven
Executive Board
C

Schedule 15
Representational Activities

0 %

Schedule 16
Political Activities and Lobbying

0 %

Schedule 17
Contributions

0 %

Schedule 18
General Overhead

0 %

Schedule 19
Administration

100 %

A
B
C

Bakely , Andrew
Executive Board
C

Schedule 15
Representational Activities

0 %

Schedule 16
Political Activities and Lobbying

0 %

Schedule 17
Contributions

0 %

Schedule 18
General Overhead

0 %

Schedule 19
Administration

100 %

A
B
C

O'Donnell , Sean
Executive Board
C

Schedule 15
Representational Activities

0 %

Schedule 16
Political Activities and Lobbying

0 %

Schedule 17
Contributions

0 %

Schedule 18
General Overhead

0 %

Schedule 19
Administration

100 %

A
B
C

Hardeski , Stephen
Trustee
C

Schedule 15
Representational Activities

0 %

Schedule 16
Political Activities and Lobbying

0 %

Schedule 17
Contributions

0 %

Schedule 18
General Overhead

0 %

Schedule 19
Administration

100 %

A
B
C

Mitchell , Pete
Examining Board
C

Schedule 15
Representational Activities

0 %

Schedule 16
Political Activities and Lobbying

0 %

Schedule 17
Contributions

0 %

Schedule 18
General Overhead

0 %

Schedule 19
Administration

100 %

A
B
C

Green , Jack
Examining Board
C

Schedule 15
Representational Activities

0 %

Schedule 16
Political Activities and Lobbying

0 %

Schedule 17
Contributions

0 %

Schedule 18
General Overhead

0 %

Schedule 19
Administration

100 %

A
B
C

Graham, Jr. , Harry
Sergeant at Arms
C

Schedule 15
Representational Activities

0 %

Schedule 16
Political Activities and Lobbying

0 %

Schedule 17
Contributions

0 %

Schedule 18
General Overhead

0 %

Schedule 19
Administration

100 %

A
B
C

Stanton , Joseph
Conductor
C

Schedule 15
Representational Activities

0 %

Schedule 16
Political Activities and Lobbying

0 %

Schedule 17
Contributions

0 %

Schedule 18
General Overhead

0 %

Schedule 19
Administration

100 %

Total Officer Disbursements	$750,782	$0	$53,378	$0	$804,160
Less Deductions					$238,433
Net Disbursements					$565,727

Form LM-2 (Revised 2003)

SCHEDULE 12 - DISBURSEMENTS TO EMPLOYEES

FILE NUMBER: 022-309

(A)
Name

(B)
Title

(D)
Gross Salary
Disbursements
(before any
deductions)

(E)
Allowances Disbursed

(F)
Disbursements for Official Business

(G)
Other Disbursements not reported in
(D) through (F)

(H)
TOTAL

A
B
C

Barrulli , Kelli
None

$54,385

Schedule 15
Representational Activities

0 %

Schedule 16
Political Activities and Lobbying

0 %

Schedule 17
Contributions

0 %

Schedule 18
General Overhead

0 %

Schedule 19
Administration

100 %

A
B
C

Condit , Margaret
None

$46,272

Schedule 15
Representational Activities

0 %

Schedule 16
Political Activities and Lobbying

0 %

Schedule 17
Contributions

0 %

Schedule 18
General Overhead

0 %

Schedule 19
Administration

100 %

A
B
C

Gonnella , Tina
None

$18,351

Schedule 15
Representational Activities

0 %

Schedule 16
Political Activities and Lobbying

0 %

Schedule 17
Contributions

0 %

Schedule 18
General Overhead

0 %

Schedule 19
Administration

100 %

A
B
C

Jamison , Angela
None

$56,942

Schedule 15
Representational Activities

0 %

Schedule 16
Political Activities and Lobbying

0 %

Schedule 17
Contributions

0 %

Schedule 18
General Overhead

0 %

Schedule 19
Administration

100 %

TOTALS RECEIVED BY EMPLOYEES MAKING $10,000 OR LESS

$7,545

Schedule 15
Representational Activities

0 %

Schedule 16
Political Activities and Lobbying

0 %

Schedule 17
Contributions

0 %

Schedule 18
General Overhead

0 %

Schedule 19
Administration

100 %

Total Employee Disbursements	$183,495	$0	$0	$0	$183,495
Less Deductions					$48,680
Net Disbursements					$134,815

Form LM-2 (Revised 2003)

SCHEDULE 13 - MEMBERSHIP STATUS

FILE NUMBER: 022-309

Category of Membership (A)	Number (B)	Voting Eligibility (C)
Members (Total of all lines above)	1,118
Agency Fee Payers*
Total Members/Fee Payers	1,118
*Agency Fee Payers are not considered members of the labor organization.
Journeymen	698	Yes
Honorary	144	Yes
Lifetime	164	Yes
Apprentice	112	No

Form LM-2 (Revised 2003)

DETAILED SUMMARY PAGE - SCHEDULES 14 THROUGH 19

FILE NUMBER: 022-309

SCHEDULE 14 OTHER RECEIPTS
1. Named Payer Itemized Receipts	$306,004
2. Named Payer Non-itemized Receipts	$29,221
3. All Other Receipts	$544,133
4. Total Receipts	$879,358

SCHEDULE 17 CONTRIBUTIONS, GIFTS & GRANTS
1. Named Payee Itemized Disbursements	$5,162
2. Named Payee Non-itemized Disbursements	$1,888
3. To Officers	$6,383
4. To Employees	$0
5. All Other Disbursements	$10,180
6. Total Disbursements	$23,613

SCHEDULE 15 REPRESENTATIONAL ACTIVITIES
1. Named Payee Itemized Disbursements	$0
2. Named Payee Non-itemized Disbursements	$0
3. To Officers	$601,110
4. To Employees	$0
5. All Other Disbursements	$0
6. Total Disbursements	$601,110

SCHEDULE 18 GENERAL OVERHEAD
1. Named Payee Itemized Disbursements	$96,469
2. Named Payee Non-itemized Disbursements	$435,635
3. To Officers	$50,535
4. To Employees	$0
5. All Other Disbursements	$592,246
6. Total Disbursements	$1,174,885

SCHEDULE 16 POLITICAL ACTIVITIES AND LOBBYING
1. Named Payee Itemized Disbursements	$0
2. Named Payee Non-itemized Disbursements	$0
3. To Officers	$8,511
4. To Employees	$0
5. All Other Disbursements	$1,317
6. Total Disbursements	$9,828

SCHEDULE 19 UNION ADMINISTRATION
1. Named Payee Itemized Disbursements	$58,937
2. Named Payee Non-itemized Disbursements	$44,630
3. To Officers	$137,623
4. To Employees	$183,495
5. All Other Disbursements	$2,960
6. Total Disbursements	$427,645

Form LM-2 (Revised 2003)

SCHEDULE 14 - OTHER RECEIPTS

FILE NUMBER: 022-309

Name and Address
(A)

Int'l Assoc. of Iron Workers

1750 New York Ave.
Washington
DC
20006

Type or Classification
(B)

Member Death Benefits

Purpose (C)	Date (D)	Amount (E)
Total Itemized Transactions with this Payee/Payer		$0
Total Non-Itemized Transactions with this Payee/Payer		$21,150
Total of All Transactions with this Payee/Payer for This Schedule		$21,150

Name and Address
(A)

Local 401 Apprentice Fund

11600 Norcom Road
Philadelphia
PA
19154

Type or Classification
(B)

Apprentice Training Fund - Admin. Reimb.

Purpose (C)	Date (D)	Amount (E)
Total Itemized Transactions with this Payee/Payer		$60,622
Total Non-Itemized Transactions with this Payee/Payer
Total of All Transactions with this Payee/Payer for This Schedule		$60,622
Administrative Reimbursement	08/21/2008	$16,268
Administrative Reimbursement	12/08/2008	$16,007
Administrative Reimbursement	03/04/2009	$16,813
Administrative Reimbursement	05/29/2009	$11,534

Name and Address
(A)

Local 401 Vacation Fund

11600 Norcom Road
Philadelphia
PA
19154

Type or Classification
(B)

Vacation Benefit Fund

Purpose (C)	Date (D)	Amount (E)
Total Itemized Transactions with this Payee/Payer		$11,177
Total Non-Itemized Transactions with this Payee/Payer		$5,348
Total of All Transactions with this Payee/Payer for This Schedule		$16,525
Administrative Reimbursement	08/21/2008	$5,623
Administrative Reimbursement	12/08/2008	$5,554

Name and Address
(A)

Local 401 Annuity Fund

11600 Norcom Road
Philadelphia
PA
19154

Type or Classification
(B)

Annuity Benefit Fund

Purpose (C)	Date (D)	Amount (E)
Total Itemized Transactions with this Payee/Payer		$221,165
Total Non-Itemized Transactions with this Payee/Payer
Total of All Transactions with this Payee/Payer for This Schedule		$221,165
Administrative Reimbursement	08/21/2008	$70,108
Administrative Reimbursement	12/08/2008	$59,878
Administrative Reimbursement	03/04/2009	$49,190
Administrative Reimbursement	05/29/2009	$41,989

Name and Address
(A)

Local 401 Supp. Welfare Fund

11600 Norcom Road
Philadelphia
PA
19154

Type or Classification
(B)

Supplemental Welfare Fund

Purpose (C)	Date (D)	Amount (E)
Total Itemized Transactions with this Payee/Payer		$13,040
Total Non-Itemized Transactions with this Payee/Payer		$2,723
Total of All Transactions with this Payee/Payer for This Schedule		$15,763
Administrative Reimbursement	08/21/2008	$6,562
Administrative Reimbursement	12/08/2008	$6,478

Form LM-2 (Revised 2003)

SCHEDULE 15 - REPRESENTATIONAL ACTIVITIES

FILE NUMBER: 022-309

There was no data found for this schedule.

SCHEDULE 16 - POLITICAL ACTIVITIES AND LOBBYING

FILE NUMBER 022-309

There was no data found for this schedule.

SCHEDULE 17 - CONTRIBUTIONS, GIFTS & GRANTS

FILE NUMBER: 022-309

Name and Address
(A)

Blake Florists & Decorators

5 Huntingdon Pike
Rockledge
PA
19046

Type or Classification
(B)

Florist

Purpose (C)	Date (D)	Amount (E)
Total Itemized Transactions with this Payee/Payer		$5,162
Total Non-Itemized Transactions with this Payee/Payer		$1,888
Total of All Transactions with this Payee/Payer for This Schedule		$7,050
Flowers & Gifts	01/06/2009	$5,162

Form LM-2 (Revised 2003)

SCHEDULE 18 - GENERAL OVERHEAD

FILE NUMBER: 022-309

Name and Address
(A)

Blake Florists & Decorators

5 Huntingdon Pike
Rockledge
PA
19046

Type or Classification
(B)

Florist

Purpose (C)	Date (D)	Amount (E)
Total Itemized Transactions with this Payee/Payer		$10,149
Total Non-Itemized Transactions with this Payee/Payer		$2,382
Total of All Transactions with this Payee/Payer for This Schedule		$12,531
Flowers for Banquet Catering	05/13/2009	$10,149

Name and Address
(A)

General Bldg. Contractors Assoc.
15959

Philadelphia
PA
19103

Type or Classification
(B)

Contractor Assoc. - Dues

Purpose (C)	Date (D)	Amount (E)
Total Itemized Transactions with this Payee/Payer		$0
Total Non-Itemized Transactions with this Payee/Payer		$5,394
Total of All Transactions with this Payee/Payer for This Schedule		$5,394

Name and Address
(A)

Nicoletti Beverage Center, Inc.

7040 State Road
Philadelphia
PA
19135

Type or Classification
(B)

Beverage Distributor for Catering Facility

Purpose (C)	Date (D)	Amount (E)
Total Itemized Transactions with this Payee/Payer		$0
Total Non-Itemized Transactions with this Payee/Payer		$29,387
Total of All Transactions with this Payee/Payer for This Schedule		$29,387

Name and Address
(A)

Clementon Amusements

144 Berlin Road
Clementon
NJ
08021

Type or Classification
(B)

Amusement Park

Purpose (C)	Date (D)	Amount (E)
Total Itemized Transactions with this Payee/Payer		$45,820
Total Non-Itemized Transactions with this Payee/Payer
Total of All Transactions with this Payee/Payer for This Schedule		$45,820
Annual Member Picnic	07/09/2008	$45,820

Name and Address
(A)

Conroy's Cleaning Service

304 Huntingdon Pike
Rockledge
PA
19046

Type or Classification
(B)

Cleaning Service

Purpose (C)	Date (D)	Amount (E)
Total Itemized Transactions with this Payee/Payer		$0
Total Non-Itemized Transactions with this Payee/Payer		$34,217
Total of All Transactions with this Payee/Payer for This Schedule		$34,217

Name and Address
(A)

PECO Energy
13437

Philadelphia
PA
19162

Type or Classification
(B)

Utility Provider

Purpose (C)	Date (D)	Amount (E)
Total Itemized Transactions with this Payee/Payer		$0
Total Non-Itemized Transactions with this Payee/Payer		$30,004
Total of All Transactions with this Payee/Payer for This Schedule		$30,004

Name and Address
(A)

PGW
17606

Baltimore
MD
21297

Type or Classification
(B)

Utility Provider

Purpose (C)	Date (D)	Amount (E)
Total Itemized Transactions with this Payee/Payer		$0
Total Non-Itemized Transactions with this Payee/Payer		$13,572
Total of All Transactions with this Payee/Payer for This Schedule		$13,572

Name and Address
(A)

Hare Brothers Printing

629 S. 42nd Street
Philadelphia
PA
19104

Type or Classification
(B)

Printing Services

Purpose (C)	Date (D)	Amount (E)
Total Itemized Transactions with this Payee/Payer		$0
Total Non-Itemized Transactions with this Payee/Payer		$6,405
Total of All Transactions with this Payee/Payer for This Schedule		$6,405

Name and Address
(A)

Keenan's Irish Pub

113 Old New Jersey Ave.
North Wildwood
NJ
08260

Type or Classification
(B)

Restaurant / Tavern

Purpose (C)	Date (D)	Amount (E)
Total Itemized Transactions with this Payee/Payer		$15,470
Total Non-Itemized Transactions with this Payee/Payer
Total of All Transactions with this Payee/Payer for This Schedule		$15,470
Member Activity / Public Relations	07/09/2008	$15,470

Name and Address
(A)

Verizon
8585

Philadelphia
PA
19173

Type or Classification
(B)

Office Telephone

Purpose (C)	Date (D)	Amount (E)
Total Itemized Transactions with this Payee/Payer		$0
Total Non-Itemized Transactions with this Payee/Payer		$6,288
Total of All Transactions with this Payee/Payer for This Schedule		$6,288

Name and Address
(A)

Water Revenue Bureau
41496

Philadelphia
PA
19101

Type or Classification
(B)

Utility Provider

Purpose (C)	Date (D)	Amount (E)
Total Itemized Transactions with this Payee/Payer		$0
Total Non-Itemized Transactions with this Payee/Payer		$16,518
Total of All Transactions with this Payee/Payer for This Schedule		$16,518

Name and Address
(A)

ISSI

Route 70 & Cuthbert Blvd.
Cherry Hill
NJ
08002

Type or Classification
(B)

Computer Services

Purpose (C)	Date (D)	Amount (E)
Total Itemized Transactions with this Payee/Payer		$0
Total Non-Itemized Transactions with this Payee/Payer		$7,023
Total of All Transactions with this Payee/Payer for This Schedule		$7,023

Name and Address
(A)

G.E. Capital
642111

Pittsburgh
PA
15264

Type or Classification
(B)

Equipment Maintanence

Purpose (C)	Date (D)	Amount (E)
Total Itemized Transactions with this Payee/Payer		$0
Total Non-Itemized Transactions with this Payee/Payer		$6,128
Total of All Transactions with this Payee/Payer for This Schedule		$6,128

Name and Address
(A)

Bell Exterior Designs

738 High Pointe Circle
Langhorne
PA
19047

Type or Classification
(B)

Landscaping

Purpose (C)	Date (D)	Amount (E)
Total Itemized Transactions with this Payee/Payer		$0
Total Non-Itemized Transactions with this Payee/Payer		$20,548
Total of All Transactions with this Payee/Payer for This Schedule		$20,548

Name and Address
(A)

Automatic Data Processing
9001006

Louisville
KY
40290

Type or Classification
(B)

Payroll Processing

Purpose (C)	Date (D)	Amount (E)
Total Itemized Transactions with this Payee/Payer		$0
Total Non-Itemized Transactions with this Payee/Payer		$9,618
Total of All Transactions with this Payee/Payer for This Schedule		$9,618

Name and Address
(A)

Aramark Uniform Service, Inc.
5720

Cherry Hill
NJ
08034

Type or Classification
(B)

Catering Supplies

Purpose (C)	Date (D)	Amount (E)
Total Itemized Transactions with this Payee/Payer		$0
Total Non-Itemized Transactions with this Payee/Payer		$12,319
Total of All Transactions with this Payee/Payer for This Schedule		$12,319

Name and Address
(A)

Commonwealth of PA

402A Finance Building
Harrisburg
PA
17125

Type or Classification
(B)

Beverages - Catering Hall

Purpose (C)	Date (D)	Amount (E)
Total Itemized Transactions with this Payee/Payer		$0
Total Non-Itemized Transactions with this Payee/Payer		$30,167
Total of All Transactions with this Payee/Payer for This Schedule		$30,167

Name and Address
(A)

Charter Road Realty, LLC
1654

Southampton
PA
18966

Type or Classification
(B)

Real Estate Agency

Purpose (C)	Date (D)	Amount (E)
Total Itemized Transactions with this Payee/Payer		$0
Total Non-Itemized Transactions with this Payee/Payer		$14,400
Total of All Transactions with this Payee/Payer for This Schedule		$14,400

Name and Address
(A)

Christopher Nguyen

5147 Oakland Street
Philadelphia
PA
19124

Type or Classification
(B)

Caterer

Purpose (C)	Date (D)	Amount (E)
Total Itemized Transactions with this Payee/Payer		$10,000
Total Non-Itemized Transactions with this Payee/Payer		$43,846
Total of All Transactions with this Payee/Payer for This Schedule		$53,846
Banquet Caterer	11/18/2008	$5,000
Banquet Caterer	05/13/2009	$5,000

Name and Address
(A)

Sysco Food Systems

666 Packer Ave.
Philadelphia
PA
19148

Type or Classification
(B)

Food Supplier

Purpose (C)	Date (D)	Amount (E)
Total Itemized Transactions with this Payee/Payer		$7,530
Total Non-Itemized Transactions with this Payee/Payer		$17,549
Total of All Transactions with this Payee/Payer for This Schedule		$25,079
Banquet Food	09/26/2008	$7,530

Name and Address
(A)

Parties & More

1241 Ford Road
Bensalem
PA
19020

Type or Classification
(B)

Party Suppliers

Purpose (C)	Date (D)	Amount (E)
Total Itemized Transactions with this Payee/Payer		$0
Total Non-Itemized Transactions with this Payee/Payer		$25,784
Total of All Transactions with this Payee/Payer for This Schedule		$25,784

Name and Address
(A)

Capriotti Brothers

7132 Frankford Ave.
Philadelphia
PA
19135

Type or Classification
(B)

Food Supplier - Fruit & Produce

Purpose (C)	Date (D)	Amount (E)
Total Itemized Transactions with this Payee/Payer		$0
Total Non-Itemized Transactions with this Payee/Payer		$6,498
Total of All Transactions with this Payee/Payer for This Schedule		$6,498

Name and Address
(A)

A. Esposito, Inc.

1001 S. 9th Street
Philadelphia
PA
19147

Type or Classification
(B)

Food Supplier - Meats

Purpose (C)	Date (D)	Amount (E)
Total Itemized Transactions with this Payee/Payer		$0
Total Non-Itemized Transactions with this Payee/Payer		$10,216
Total of All Transactions with this Payee/Payer for This Schedule		$10,216

Name and Address
(A)

Oteri's Bakery

4919 N. 5th Street
Philadelphia
PA
19120

Type or Classification
(B)

Bakery

Purpose (C)	Date (D)	Amount (E)
Total Itemized Transactions with this Payee/Payer		$0
Total Non-Itemized Transactions with this Payee/Payer		$8,627
Total of All Transactions with this Payee/Payer for This Schedule		$8,627

Name and Address
(A)

Philadelphia Public Record

1323 S. Broad Street
Philadelphia
PA
19147

Type or Classification
(B)

Public Relations

Purpose (C)	Date (D)	Amount (E)
Total Itemized Transactions with this Payee/Payer		$0
Total Non-Itemized Transactions with this Payee/Payer		$5,400
Total of All Transactions with this Payee/Payer for This Schedule		$5,400

Name and Address
(A)

Jason Bainbridge

1085 Wetherburn Drive
York
PA
17404

Type or Classification
(B)

Bridgemen's Hall - Food Expenses

Purpose (C)	Date (D)	Amount (E)
Total Itemized Transactions with this Payee/Payer		$0
Total Non-Itemized Transactions with this Payee/Payer		$18,650
Total of All Transactions with this Payee/Payer for This Schedule		$18,650

Name and Address
(A)

Strassheim Graphic Design

333 N. 15th Street
Philadelphia
PA
19102

Type or Classification
(B)

Printing

Purpose (C)	Date (D)	Amount (E)
Total Itemized Transactions with this Payee/Payer		$0
Total Non-Itemized Transactions with this Payee/Payer		$28,454
Total of All Transactions with this Payee/Payer for This Schedule		$28,454

Name and Address
(A)

Joseph Alwaque

4253 Salmon Street
Philadelphia
PA
19137

Type or Classification
(B)

Bridgemen's Hall - Food Expenses

Purpose (C)	Date (D)	Amount (E)
Total Itemized Transactions with this Payee/Payer		$7,500
Total Non-Itemized Transactions with this Payee/Payer		$1,800
Total of All Transactions with this Payee/Payer for This Schedule		$9,300
Food for Banquet	05/28/2009	$7,500

Name and Address
(A)

Suburban Office Supplies, Inc.

220 N. Main Street
Sellersville
PA
18960

Type or Classification
(B)

Office Supplies

Purpose (C)	Date (D)	Amount (E)
Total Itemized Transactions with this Payee/Payer		$0
Total Non-Itemized Transactions with this Payee/Payer		$5,376
Total of All Transactions with this Payee/Payer for This Schedule		$5,376

Name and Address
(A)

Mark Lemanowicz

5702 Tulip Street
Philadelphia
PA
19135

Type or Classification
(B)

Bridgemen's Hall - Food Expenses

Purpose (C)	Date (D)	Amount (E)
Total Itemized Transactions with this Payee/Payer		$0
Total Non-Itemized Transactions with this Payee/Payer		$19,065
Total of All Transactions with this Payee/Payer for This Schedule		$19,065

Form LM-2 (Revised 2003)

SCHEDULE 19 - UNION ADMINISTRATION

FILE NUMBER: 022-309

Name and Address
(A)

J.A. Mariano Agency, Inc.
390
679 Landis Avenue
Rosenhayn
NJ
08352

Type or Classification
(B)

Insurance Agent

Purpose (C)	Date (D)	Amount (E)
Total Itemized Transactions with this Payee/Payer		$37,893
Total Non-Itemized Transactions with this Payee/Payer		$13,006
Total of All Transactions with this Payee/Payer for This Schedule		$50,899
Union Insurance	08/06/2008	$10,057
Union Insurance	08/20/2008	$15,206
Union Insurance	10/22/2008	$12,630

Name and Address
(A)

Travelers Insurance
CL Remittance Center

Hartford
CT
06183

Type or Classification
(B)

Insurance Co.

Purpose (C)	Date (D)	Amount (E)
Total Itemized Transactions with this Payee/Payer		$13,444
Total Non-Itemized Transactions with this Payee/Payer		$180
Total of All Transactions with this Payee/Payer for This Schedule		$13,624
Property & Liability Insurance	08/20/2008	$13,444

Name and Address
(A)

Fischer Dorwart, P.C.

16 W. Vassar Road
Audubon
NJ
08106

Type or Classification
(B)

Accounting Firm

Purpose (C)	Date (D)	Amount (E)
Total Itemized Transactions with this Payee/Payer		$7,600
Total Non-Itemized Transactions with this Payee/Payer		$7,500
Total of All Transactions with this Payee/Payer for This Schedule		$15,100
Accounting Fees	11/12/2008	$7,600

Name and Address
(A)

Cleary & Josem, LLP
One Liberty Place; 51st Fl.
1650 Market Street
Philadelphia
PA
19103

Type or Classification
(B)

Attorney

Purpose (C)	Date (D)	Amount (E)
Total Itemized Transactions with this Payee/Payer		$0
Total Non-Itemized Transactions with this Payee/Payer		$23,944
Total of All Transactions with this Payee/Payer for This Schedule		$23,944

Form LM-2 (Revised 2003)

SCHEDULE 20 - BENEFITS

FILE NUMBER: 022-309

Description (A)	To Whom Paid (B)	Amount (C)
Total of all lines above (Total will be automatically entered in Item 55.)		$1,562,630
Health & Pension	Iron Workers District Council	$322,730
Annuity	Local 401 Annuity Fund	$144,509
Other Local Union Benefits	Local 401 Funds	$32,363
LU & DC Pension	International Iron Workers Fd	$147,091
Death Benefits	Beneficiaries	$19,150
Free Dues	Int'l Iron Workers	$6,748
Work Preservation Benefits	Contractors	$876,889
Sick & Accident Benefits	Members	$13,150

Form LM-2 (Revised 2003)

69. ADDITIONAL INFORMATION SUMMARY

FILE NUMBER: 022-309

Question 10: Iron Workers Local Union 401 Annuity Fund was created for the purpose of providing an annuity retirement benefit for local members. Employers purchase vouchers which record hours worked by Local members in the course of their employment. Members' accounts are credited for the amount remitted on each voucher.

Iron Workers Local Union 401 Annuity Fund
11600 Norcom Road
Philadelphia, PA 19154

Form 5500 filed with EBSA
EIN 22-2191989; Plan #001

Iron Workers Local Union 401 Vacation Fund was created for the purpose of providing vacation benefits to local members. Employers purchase vouchers which record hours worked by Local members in the course of their employment. Members' accounts are credited for the amount remitted on each voucher.

Iron Workers Local Union 401 Vacation Fund
11600 Norcom Road
Philadelphia, PA 19154

Form 5500 filed with EBSA
EIN 23-7649329; Plan #502

Iron Workers Local Union 401 Supplemental Welfare Trust Fund was created for the purpose of providing welfare benefits for active members of Local Union 401 who have lost health benefits. Employers purchase vouchers which record hours worked by Local members in the course of their employment.

Iron Workers Local Union 401 Supplemental Welfare Trust Fund
11600 Norcom Road
Philadelphia, PA 19154

Form 5500 filed with EBSA
EIN 22-3867031; Plan #502

Iron Workers Local Union 401 Apprentice Fund was created for the purpose of providing training to members of Local Union 401 working in job classifications covered by collective bargaining agreements.

Iron Workers Local Union 401 Apprentice Fund
11600 Norcom Road
Philadelphia, PA 19154

Exempt by ERISA from filing Form 5500
EIN 23-7653299

Question 11: Iron Workers Local Union 401 PAC Fund is kept separate from the Local Union's treasury and files a report with the Commonwealth of Pennsylvania Department of State Bureau of Commissions, Elections and Legislation. File #8000474.

Question 12: The accompanying statements of Iron Workers Local Union 401 were audited by the independent accounting firm Fischer Dorwart, P.C.

Question 16: Iron Workers Local Union 401 commercial mortgage with M&T Bank is secured by the property located at 11600 Norcom Road. The value of the property is approximately $5,500,000 and the outstanding mortgage payable at June 30, 2009 is $492,001.

Schedule 13 : Journeymen are members actively working in the trade and pay full dues.

Schedule 13 : Honorary members are not actively working in the trade and are not currently receiving an International Iron Workers pension. They pay a reduced dues in the amount of $8.40 per month.

Schedule 13 : Lifetime members are retired members receiving an International Iron Workers pension. They pay a reduced dues in the amount of $8.40 per month directly to the International.

Schedule 13 : Apprentice are members in training to become Journeymen. They pay slightly reduced dues.

Schedule 13 : Apprentice are not eligible to vote until they complete their training and become Journeymen.

General Information:

Schedule (11) column (F) - The Business Manager, Business Agents and Organizers for Iron Workers Local Union 401 utilized the union provided autos for personal use. The business use is greater than 50%. In accordance with the LM-2 instructions the entire auto expenses are included in column (F). The determined personal use portion is taxed as compensation and included on the officers' W-2's.



Form LM-2 (Revised 2003)