U.S. Department of Labor
Office of Labor-Management Standards
Washington, DC 20210
FORM LM-3 LABOR ORGANIZATION ANNUAL REPORT
Form Approved
Office of Management and Budget
No.
1245-0003
Expires:
09-30-2021
FOR USE ONLY BY LABOR ORGANIZATIONS WITH LESS THAN $250,000 IN TOTAL ANNUAL RECEIPTS
This report is mandatory under P.L. 86-257, as amended. Failure to comply may result in criminal prosecution, fines, or civil penalties as provided by 29 U.S.C. 439 or 440.
READ THE INSTRUCTIONS CAREFULLY BEFORE PREPARING THIS REPORT.
For Official Use Only
1. FILE NUMBER
546-542
2. PERIOD COVERED
From
10/01/2019
Through
09/30/2020
3.
(a) AMENDED - Is this an amended report:
Yes
(b) HARDSHIP - Filed
under the hardship procedures:
No
(c) TERMINAL - Is this a terminal report:
No
4. AFFILIATION OR ORGANIZATION NAME
COMMUNICATIONS WORKERS AFL-CIO
5. DESIGNATION (Local, Lodge, etc.)
LOCAL UNION
6. DESIGNATION NBR
4299
7. UNIT NAME (if any)
CT UNION OF TELEPHONE WORKERS IND LCH
8. MAILING ADDRESS (Type or print in capital letters)
First Name
DOROTHEA
Last Name
GAGE
P.O Box - Building and Room Number
SUITE 105
Number and Street
3250 NORTH ARLINGTON HEIGHTS ROAD
City
ARLINGTON HEIGHTS
State
IL
ZIP Code + 4
60004
9. Are your organization's records kept at its mailing address?
Yes
Each of the undersigned, duly authorized officers of the above labor organization, declares, under penalty of perjury and other applicable penalties of law, that all of the information submitted in this report (including information contained in any accompanying documents) has been examined by the signatory and is, to the best of the undersigned individual's knowledge and belief, true, correct and complete (See Section VI on penalties in the instructions.)
57. SIGNED:
Arsenio Gonzalez
PRESIDENT
58. SIGNED:
Dorothea M Gage
TREASURER
Date:
Jun 09, 2021
Contact Info:
216-224-9793
Date:
Jun 09, 2021
Contact Info:
847-271-5713
Form LM-3 (Revised 2016)
FILE NUMBER:
546-542
During the Reporting Period Did Your Organization:
10. Have a "subsidiary organization" as defined in Section X of the instructions?
No
11. Create or participate in the administration of a trust or other fund or organization which provides benefits for members or their beneficiaries?
No
12. Have a Political Action Committee (PAC) fund?
No
13. Acquire or dispose of any goods or property in any manner other than purchase or sale?
No
14. Have an audit or review of its books and records by an outside accountant or by a parent body auditor/representative?
No
15. Discover any loss or shortage of funds or other property? (Answer "Yes" even if there has been repayment or recovery.)
No
16.Have any officer who was paid $10,000 or more by your organization and also received $10,000 or more as an officer or employee of another labor organization or of an employee benefit plan?
No
17. Pay any employee salary, allowances, and other expenses which, together with any payments from affiliates, totaled more than $10,000?
No
18. Have loans totaling more than $250 to any officer, employee, or member, or make any loans to a business enterprise?
No
19. How many members did your organization have at the end of the reporting period?
791
20. What is the maximum amount recoverable under your organization's fidelity bond for a loss caused by any officer or employee of your organization?
$2,500
21. During the reporting period, did your organization have any changes in its constitution or bylaws (other than rates of dues and fees) or in practices/procedures listed in the instructions?
No
22. What is the date of the labor organization's next regular election of officers?
12/2020
23. What are the labor organization's rates of dues and fees?
Rates of Dues and Fees
Dues/Fees
Amount
Unit
Minimum
Maximum
(a) Regular Dues/Fees
1.3
per
%
1
40
(b) Initiation Fees
per
(c) Transfer Fees
per
(d) Work Permits
per
Form LM-3 (Revised 2016)
24. ALL OFFICERS AND DISBURSEMENTS TO OFFICERS
FILE NUMBER:
546-542
(A) Name (List all persons who held office during the reporting period even if they received no salary or other disbursements)
Gross Salary (before taxes and other deductions)
(D)
Allowances and Other Disbursements
(E)
TOTAL
(F)
(B) Title (Enter title of officer, such as PRESIDENT or TREASURER)
(C) Status *
Total Disbursements to Officers
$4,048
$0
$4,048
Less Deductions
$587
The Total from Net Disbursements will be entered in Item 45
Net Disbursements
$3,461
** Code (C) Status: past officer - P; continuing officer - C; new officer during the reporting period - N.
(If any officer was not elected at a regular election in accordance with your organzation's constitution and bylaws, explain in Item 56.)
GAGE
DOROTHEA
M
$1,478
$0
$1,478
SECRETARY/TREASURER
N
ALICEA
JOELY
$1,848
$0
$1,848
Vice President
N
HERRING
WAYNE
$722
$0
$722
PRESIDENT
N
Form LM-3 (Revised 2016)
STATEMENT A - ASSETS AND LIABILITIES
FILE NUMBER:
546-542
ASSETS
Start of Reporting Period
(A)
End of Reporting Period
(B)
25. Cash
$0
$41,966
26. Loans Receivable
$0
$0
27. U.S. Treasury Securities
$0
$0
28. Investments
$0
$0
29. Fixed Assets
$0
$0
30. Other Assets
$0
$0
31. TOTAL ASSETS
$0
$41,966
LIABILITIES
Start of Reporting Period
(C)
End of Reporting Period
(D)
32. Accounts Payable
$0
$0
33. Loans Payable
$0
$0
34. Mortgages Payable
$0
$0
35. Other Liabilities
$0
$0
36. TOTAL LIABILITIES
$0
$0
37. NET ASSETS
$0
$41,966
STATEMENT B - RECEIPTS AND DISBURSEMENTS
CASH RECEIPTS
AMOUNT
38. Dues
$51,762
39. Per Capita Tax
$0
40. Fees, Fines, Assessments, Work Permits
$0
41. Interest and Dividends
$5
42. Sale of Investments and Fixed Assets
$0
43. Other Receipts
$0
44. TOTAL RECEIPTS
$51,767
If total receipts reported in Item 44 are $250,000 or more, your organization must file Form LM-2 instead of this form.