U.S. Department of Labor
Office of Labor-Management Standards
Washington, DC 20210
FORM LM-2 LABOR ORGANIZATION ANNUAL REPORT Form Approved
Office of Management and Budget
No. 1245-0003
Expires: 09-30-2021
MUST BE USED BY LABOR ORGANIZATIONS WITH $250,000 OR MORE IN TOTAL ANNUAL RECEIPTS AND LABOR ORGANIZATIONS IN TRUSTEESHIP

This report is mandatory under P.L. 86-257, as amended.  Failure to comply may result in criminal prosecution, fines, or civil penalties as provided by 29 U.S.C. 439 or 440.
READ THE INSTRUCTIONS CAREFULLY BEFORE PREPARING THIS REPORT.
For Official Use Only
1. FILE NUMBER
031-827
2. PERIOD COVERED
From01/01/2017
Through12/31/2017
3. (a) AMENDED - Is this an amended report:
Yes
(b) HARDSHIP - Filed under the hardship procedures:
No
(c) TERMINAL - This is a terminal report:No
4. AFFILIATION OR ORGANIZATION NAME
TEAMSTERS
5. DESIGNATION (Local, Lodge, etc.)
LOCAL UNION
6. DESIGNATION NBR
401
7. UNIT NAME (if any)

8. MAILING ADDRESS (Type or print in capital letters)
First Name
PATRICK
Last Name
CONNORS
P.O Box - Building and Room Number
PO BOX 1420
Number and Street
260 SOUTH WASHINGTON STREET
City
WILKES-BARRE
State
PA
ZIP Code + 4
187031420


9. Are your organization's records kept at its mailing address?


Yes

Each of the undersigned, duly authorized officers of the above labor organization, declares, under penalty of perjury and other applicable penalties of law, that all of the information submitted in this report (including information contained in any accompanying documents) has been examined by the signatory and is, to the best of the undersigned individual's knowledge and belief, true, correct and complete (See Section V on penalties in the instructions.)
70. SIGNED:Scott KucharskiPRESIDENT71. SIGNED:Patrick D ConnorsTREASURER
Date:Jul 12, 2019Telephone Number:570-823-3121Date:Jul 12, 2019Telephone Number:570-823-3121
Form LM-2 (Revised 2010); (Tech. Rev. 2/2013)
ITEMS 10 THROUGH 21 FILE NUMBER: 031-827
10. During the reporting period did the labor organization create or participate in the administration of a trust or a fund or organization, as defined in the instructions, which provides benefits for members or beneficiaries?Yes
11(a). During the reporting period did the labor organization have a political action committee (PAC) fund?No
11(b). During the reporting period did the labor organization have a subsidiary organization as defined in Section X of these Instructions?No
12. During the reporting period did the labor organization have an audit or review of its books and records by an outside accountant or by a parent body auditor/representative?Yes
13. During the reporting period did the labor organization discover any loss or shortage of funds or other assets? (Answer "Yes" even if there has been repayment or recovery.)No
14. What is the maximum amount recoverable under the labor organization's fidelity bond for a loss caused by any officer, employee or agent of the labor organization who handled union funds?$250,000
15. During the reporting period did the labor organization acquire or dispose of any assets in a manner other than purchase or sale?No
16. Were any of the labor organization's assets pledged as security or encumbered in any way at the end of the reporting period?Yes
17. Did the labor organization have any contingent liabilities at the end of the reporting period?No
18. During the reporting period did the labor organization have any changes in its constitution or bylaws, other than rates of dues and fees, or in practices/procedures listed in the instructions?Yes
19. What is the date of the labor organization's next regular election of officers?10/2020
20. How many members did the labor organization have at the end of the reporting period?1,463
21. What are the labor organization's rates of dues and fees?
Rates of Dues and Fees
Dues/FeesAmount UnitMinimumMaximum
(a) Regular Dues/Fees20 to 94per02094
(b) Working Dues/Feesper000
(c) Initiation Fees50 to 150per050150
(d) Transfer Fees.50per0.50.50
(e) Work Permitsper000

Form LM-2 (Revised 2010); (Tech. Rev. 2/2013)
STATEMENT A - ASSETS AND LIABILITIES FILE NUMBER: 031-827

ASSETS
ASSETS Schedule
Number
Start of Reporting Period
(A)
End of Reporting Period
(B)
22. Cash $300,174$328,114
23. Accounts Receivable1$0$0
24. Loans Receivable2$0$0
25. U.S. Treasury Securities $0$0
26. Investments5$965,062$1,089,018
27. Fixed Assets6$124,220$98,091
28. Other Assets7$0$0
29. TOTAL ASSETS $1,389,456$1,515,223

LIABILITIES
LIABILITIES Schedule
Number
Start of Reporting Period
(A)
End of Reporting Period
(B)
30. Accounts Payable8$0$0
31. Loans Payable9$17,803$6,242
32. Mortgages Payable $0$0
33. Other Liabilities10$0$0
34. TOTAL LIABILITIES $17,803$6,242
35. NET ASSETS$1,371,653$1,508,981
Form LM-2 (Revised 2010); (Tech. Rev. 2/2013)
STATEMENT B - RECEIPTS AND DISBURSEMENTS FILE NUMBER: 031-827

CASH RECEIPTSSCHAMOUNT
36. Dues and Agency Fees $896,278
37. Per Capita Tax $0
38. Fees, Fines, Assessments, Work Permits $21,932
39. Sale of Supplies $1,370
40. Interest $1,840
41. Dividends $0
42. Rents $12,000
43. Sale of Investments and Fixed Assets3$0
44. Loans Obtained9$0
45. Repayments of Loans Made2$0
46. On Behalf of Affiliates for Transmittal to Them $0
47. From Members for Disbursement on Their Behalf $1,557
48. Other Receipts14$14,617
49. TOTAL RECEIPTS $949,594
CASH DISBURSEMENTSSCHAMOUNT
50. Representational Activities15$309,245
51. Political Activities and Lobbying16$0
52. Contributions, Gifts, and Grants17$1,492
53. General Overhead18$121,670
54. Union Administration19$26,287
55. Benefits20$193,810
56. Per Capita Tax $221,177
57. Strike Benefits $0
58. Fees, Fines, Assessments, etc. $0
59. Supplies for Resale $2,004
60. Purchase of Investments and Fixed Assets4$0
61. Loans Made2$0
62. Repayment of Loans Obtained9$11,561
63. To Affiliates of Funds Collected on Their Behalf $0
64. On Behalf of Individual Members $1,569
65. Direct Taxes $32,839
  
66. Subtotal $921,654
67. Withholding Taxes and Payroll Deductions  
  67a. Total Withheld$136,357  
  67b. Less Total Disbursed$136,357  
  67c. Total Withheld But Not Disbursed 
68. TOTAL DISBURSEMENTS $921,654
Form LM-2 (Revised 2010); (Tech. Rev. 2/2013)
SCHEDULE 1 - ACCOUNTS RECEIVABLE AGING SCHEDULE FILE NUMBER: 031-827

Entity or Individual Name
(A)
Total Account Receivable
(B)
90-180 Days
Past Due
(C)
180+ Days
Past Due
(D)
Liquidated Account
Receivable
(E)
Total of all itemized accounts receivable$0$0$0$0
Totals from all other accounts receivable    
Totals (Total of Column (B) will be automatically entered in Item 23, Column(B)) $0$0$0$0
Form LM-2 (Revised 2010); (Tech. Rev. 2/2013)
SCHEDULE 2 - LOANS RECEIVABLE FILE NUMBER: 031-827

List below loans to officers, employees, or members which at any time during the reporting period exceeded $250 and list all loans to business enterprises regardless of amount.
(A)
Loans
Outstanding at
Start of Period
(B)
Loans Made
During Period
(C)
Repayments Received During Period
Cash
(D)(1)
Other Than Cash
(D)(2)
Loans
Outstanding at
End of Period
(E)
Total of loans not listed above     
Total of all lines above$0$0$0$0$0
Totals will be automatically entered in... Item 24
Column (A)
Item 61Item 45 Item 69
with Explanation
Item 24
Column (B)
Form LM-2 (Revised 2010); (Tech. Rev. 2/2013)
SCHEDULE 3 - SALE OF INVESTMENTS AND FIXED ASSETS FILE NUMBER: 031-827

Description (if land or buildings, give location)
(A)
Cost
(B)
Book Value
(C)
Gross Sales Price
(D)
Amount Received
(E)
Total of all lines above$0$0$0$0
Less Reinvestments$0
(The total from Net Sales Line will be automatically entered in Item 43)Net Sales$0
Form LM-2 (Revised 2010); (Tech. Rev. 2/2013)
SCHEDULE 4 - PURCHASE OF INVESTMENTS AND FIXED ASSETS FILE NUMBER: 031-827

Description (if land or buildings, give location)
(A)
Cost
(B)
Book Value
(C)
Cash Paid
(D)
Total of all lines above$0$0$0
 Less Reinvestments$0
(The total from Net Purchases Line will be automatically entered in Item 60.)Net Purchases$0
Form LM-2 (Revised 2010); (Tech. Rev. 2/2013)
SCHEDULE 5 - INVESTMENTS FILE NUMBER: 031-827

Description
(A)
Amount
(B)
Marketable Securities 
A. Total Cost$895,975
B. Total Book Value$1,089,018
C. List each marketable security which has a book value over $5,000 and exceeds 5% of Line B.  
  • UNITED PARCEL SERVICE - B UPS
$178,725
  • PENNSYLVANIA ST TPK COMMN TPK REV SPL MTR B
$57,673
  • WELLS FARGO BANK NA CD 6.5YR LKD QRTLY CPPD RTN
$77,000
  • WELLS FARGO BANK CD LNKD TO SPX
$83,625
  • INVESCO DIVIDEND SUSTAINABILITY PORTFOLIO - 2016-1
$144,765
Other Investments 
D. Total Cost
E. Total Book Value
F. List each other investment which has a book value over $5,000 and exceeds 5% of Line E.  Also, list each subsidiary for which separate reports are attached.  
G. Total of Lines B and E (Total will be automatically entered in Item 26, Column(B)) $1,089,018
Form LM-2 (Revised 2010); (Tech. Rev. 2/2013)
SCHEDULE 6 - FIXED ASSETS FILE NUMBER: 031-827

Description
(A)
Cost or Other Basis
(B)
Total Depreciation or
Amount Expensed
(C)
Book Value
(D)
Value
(E)
A. Land (give location)    
Land  1 :      Wilkes-Barre, PA$6,867 $6,867$6,867
B. Buildings (give location)    
Building  1 :      Wilkes-Barre, PA$281,415$237,784$43,631$43,631
C. Automobiles and Other Vehicles$88,875$50,575$38,300$38,300
D. Office Furniture and Equipment$29,129$28,593$536$536
E. Other Fixed Assets$24,360$15,603$8,757$8,757
F. Totals of Lines A through E (Column(D) Total will be automatically entered in Item 27, Column(B)) $430,646$332,555$98,091$98,091
Form LM-2 (Revised 2010); (Tech. Rev. 2/2013)
SCHEDULE 7 - OTHER ASSETS FILE NUMBER: 031-827

Description
(A)
Book Value
(B)
Total (Total will be automatically entered in Item 28, Column(B)) $0
Form LM-2 (Revised 2010); (Tech. Rev. 2/2013)
SCHEDULE 8 - ACCOUNTS PAYABLE AGING SCHEDULE FILE NUMBER: 031-827

Entity or Individual Name
(A)
Total Account
Payable
(B)
90-180 Days
Past Due
(C)
180+ Days Past
Due
(D)
Liquidated Account
Payable
(E)
Total for all itemized accounts payable$0$0$0$0
Total from all other accounts payable$0$0$0$0
Totals (Total for Column(B) will be automatically entered in Item 30, Column(D)) $0$0$0$0
Form LM-2 (Revised 2010); (Tech. Rev. 2/2013)
SCHEDULE 9 - LOANS PAYABLE FILE NUMBER: 031-827

Source of Loans Payable at Any
Time During the Reporting Period
(A)
Loans Owed at
Start of Period
(B)
Loans Obtained
During Period
(C)
Repayment
During Period
Cash
(D)(1)
Repayment
During Period
Other Than Cash
(D)(2)
Loans Owed at
End of Period
(E)
Total Loans Payable$17,803$0$11,561$0$6,242
Totals will be automatically entered in... Item 31
Column (C)
Item 44Item 62 Item 69
with Explanation
Item 31
Column (D)
Ally Auto$17,803$0$11,561$0$6,242
Form LM-2 (Revised 2010); (Tech. Rev. 2/2013)
SCHEDULE 10 - OTHER LIABILITIES FILE NUMBER: 031-827

Description
(A)
Amount at End of Period
(B)
Total Other Liabilities (Total will be automatically entered in Item 33, Column(D)) $0
Form LM-2 (Revised 2010); (Tech. Rev. 2/2013)
SCHEDULE 11 - ALL OFFICERS AND DISBURSEMENTS TO OFFICERS FILE NUMBER: 031-827

(A)
Name
(B)
Title
(C)
Status
(D)
Gross Salary
Disbursements
(before any
deductions)
(E)
Allowances
Disbursed
(F)
Disbursements for Official Business
(G)
Other
Disbursements not reported in
(D) through (F)
(H)
TOTAL
A
B
C
CONNORS ,  PATRICK   D
SECRETARY - TREASURER
C
$129,449$0$10,153$0$139,602
I
Schedule 15
Representational Activities
90 % Schedule 16
Political Activities and Lobbying
0 % Schedule 17
Contributions
0 % Schedule 18
General Overhead
3 % Schedule 19
Administration
7 %
A
B
C
KUCHARSKI ,  SCOTT  
PRESIDENT
C
$89,803$0$6,856$0$96,659
I
Schedule 15
Representational Activities
93 % Schedule 16
Political Activities and Lobbying
0 % Schedule 17
Contributions
0 % Schedule 18
General Overhead
2 % Schedule 19
Administration
5 %
A
B
C
SISSICK ,  THOMAS   A
VICE PRESIDENT
C
$2,745$0$0$0$2,745
I
Schedule 15
Representational Activities
9 % Schedule 16
Political Activities and Lobbying
0 % Schedule 17
Contributions
0 % Schedule 18
General Overhead
0 % Schedule 19
Administration
91 %
A
B
C
MARTINCHEK ,  NEIL   E
RECORDING SECRETARY
N
$460$460
I
Schedule 15
Representational Activities
9 % Schedule 16
Political Activities and Lobbying
0 % Schedule 17
Contributions
0 % Schedule 18
General Overhead
0 % Schedule 19
Administration
91 %
A
B
C
COLWELL ,  JOHN  
TRUSTEE
C
$2,745$0$0$0$2,745
I
Schedule 15
Representational Activities
9 % Schedule 16
Political Activities and Lobbying
0 % Schedule 17
Contributions
0 % Schedule 18
General Overhead
0 % Schedule 19
Administration
91 %
A
B
C
KELLER ,  DALE  
TRUSTEE
C
$2,460$0$0$0$2,460
I
Schedule 15
Representational Activities
9 % Schedule 16
Political Activities and Lobbying
0 % Schedule 17
Contributions
0 % Schedule 18
General Overhead
0 % Schedule 19
Administration
91 %
A
B
C
BINNER ,  MARTIN  
TRUSTEE
C
$2,745$0$0$0$2,745
I
Schedule 15
Representational Activities
9 % Schedule 16
Political Activities and Lobbying
0 % Schedule 17
Contributions
0 % Schedule 18
General Overhead
0 % Schedule 19
Administration
91 %
A
B
C
SMITH ,  RANEE  
RECORDING SECRETARY
P
$460$0$0$0$460
I
Schedule 15
Representational Activities
9 % Schedule 16
Political Activities and Lobbying
0 % Schedule 17
Contributions
0 % Schedule 18
General Overhead
0 % Schedule 19
Administration
91 %
Total Officer Disbursements$230,867$0$17,009$0$247,876
Less Deductions    $120,230
Net Disbursements    $127,646
Form LM-2 (Revised 2010); (Tech. Rev. 2/2013)
SCHEDULE 12 - DISBURSEMENTS TO EMPLOYEES FILE NUMBER: 031-827

(A)
Name
(B)
Title
(C)
Other Payer
(D)
Gross Salary
Disbursements
(before any
deductions)
(E)
Allowances Disbursed
(F)
Disbursements for Official Business
(G)
Other Disbursements not reported in
(D) through (F)
(H)
TOTAL
A
B
C
MUSTO ,  LISA   M
SECRETARY
None
$30,539$0$0$0$30,539
I
Schedule 15
Representational Activities
10 % Schedule 16
Political Activities and Lobbying
0 % Schedule 17
Contributions
0 % Schedule 18
General Overhead
90 % Schedule 19
Administration
0 %
A
B
C
WROBLEWSKI ,  JENNIFER  
BOOKKEEPER
None
$15,595$0$0$0$15,595
I
Schedule 15
Representational Activities
10 % Schedule 16
Political Activities and Lobbying
0 % Schedule 17
Contributions
0 % Schedule 18
General Overhead
90 % Schedule 19
Administration
0 %
TOTALS RECEIVED BY EMPLOYEES MAKING $10,000 OR LESS$531$0$0$0$531
I Schedule 15
Representational Activities
100 % Schedule 16
Political Activities and Lobbying
0 % Schedule 17
Contributions
0 % Schedule 18
General Overhead
0 % Schedule 19
Administration
0 %
Total Employee Disbursements$46,665$0$0$0$46,665
Less Deductions    $16,127
Net Disbursements    $30,538
Form LM-2 (Revised 2010); (Tech. Rev. 2/2013)
SCHEDULE 13 - MEMBERSHIP STATUS FILE NUMBER: 031-827

Category of Membership
(A)
Number
(B)
Voting Eligibility
(C)
Members (Total of all lines above) 1,463 
Agency Fee Payers*132
Total Members/Fee Payers1,595 
*Agency Fee Payers are not considered members of the labor organization.
Active1,463Yes
Form LM-2 (Revised 2010); (Tech. Rev. 2/2013)
DETAILED SUMMARY PAGE - SCHEDULES 14 THROUGH 19 FILE NUMBER: 031-827

SCHEDULE 14   OTHER RECEIPTS
1. Named Payer Itemized Receipts$0
2. Named Payer Non-itemized Receipts$0
3. All Other Receipts$14,617
4. Total Receipts$14,617
     
     
SCHEDULE 17   CONTRIBUTIONS, GIFTS & GRANTS
1. Named Payee Itemized Disbursements$0
2. Named Payee Non-itemized Disbursements$0
3. To Officers$0
4. To Employees$0
5. All Other Disbursements$1,492
6. Total Disbursements$1,492
SCHEDULE 15   REPRESENTATIONAL ACTIVITIES
1. Named Payee Itemized Disbursements$0
2. Named Payee Non-itemized Disbursements$62,261
3. To Officers$216,579
4. To Employees$5,145
5. All Other Disbursements$25,260
6. Total Disbursements$309,245
SCHEDULE 18   GENERAL OVERHEAD
1. Named Payee Itemized Disbursements$0
2. Named Payee Non-itemized Disbursements$31,600
3. To Officers$6,121
4. To Employees$41,521
5. All Other Disbursements$42,428
6. Total Disbursements$121,670
SCHEDULE 16   POLITICAL ACTIVITIES AND LOBBYING
1. Named Payee Itemized Disbursements$0
2. Named Payee Non-itemized Disbursements$0
3. To Officers$0
4. To Employees$0
5. All Other Disbursements$0
6. Total Disbursements$0
SCHEDULE 19   UNION ADMINISTRATION
1. Named Payee Itemized Disbursements$0
2. Named Payee Non-itemized Disbursements$0
3. To Officers$25,176
4. To Employees$0
5. All Other Disbursements$1,111
6. Total Disbursements$26,287
Form LM-2 (Revised 2010); (Tech. Rev. 2/2013)
SCHEDULE 14 - OTHER RECEIPTS FILE NUMBER: 031-827

Name and Address
(A)




-1
Type or Classification
(B)
Purpose
(C)
Date
(D)
Amount
(E)
Total Itemized Transactions with this Payee/Payer 
Total Non-Itemized Transactions with this Payee/Payer 
Total of All Transactions with this Payee/Payer for This Schedule$0
Form LM-2 (Revised 2010); (Tech. Rev. 2/2013)
SCHEDULE 15 - REPRESENTATIONAL ACTIVITIES FILE NUMBER: 031-827

Name and Address
(A)
Hourigan, Kluger & Quinn

600 Third Avenue
Kingston
PA
18704
Type or Classification
(B)
Legal Fees
Purpose
(C)
Date
(D)
Amount
(E)
Total Itemized Transactions with this Payee/Payer 
Total Non-Itemized Transactions with this Payee/Payer$31,815
Total of All Transactions with this Payee/Payer for This Schedule$31,815
Name and Address
(A)
Teamsters Local 401

260 South Washington St
Wilkes-Barre
PA
18703-1420
Type or Classification
(B)
Steward Dues
Purpose
(C)
Date
(D)
Amount
(E)
Total Itemized Transactions with this Payee/Payer 
Total Non-Itemized Transactions with this Payee/Payer$30,446
Total of All Transactions with this Payee/Payer for This Schedule$30,446
Form LM-2 (Revised 2010); (Tech. Rev. 2/2013)
SCHEDULE 16 - POLITICAL ACTIVITIES AND LOBBYING FILE NUMBER 031-827

Name and Address
(A)




-1
Type or Classification
(B)
Purpose
(C)
Date
(D)
Amount
(E)
Total Itemized Transactions with this Payee/Payer 
Total Non-Itemized Transactions with this Payee/Payer 
Total of All Transactions with this Payee/Payer for This Schedule$0
Form LM-2 (Revised 2010); (Tech. Rev. 2/2013)
SCHEDULE 17 - CONTRIBUTIONS, GIFTS & GRANTS FILE NUMBER: 031-827

Name and Address
(A)




-1
Type or Classification
(B)
Purpose
(C)
Date
(D)
Amount
(E)
Total Itemized Transactions with this Payee/Payer 
Total Non-Itemized Transactions with this Payee/Payer 
Total of All Transactions with this Payee/Payer for This Schedule$0
Form LM-2 (Revised 2010); (Tech. Rev. 2/2013)
SCHEDULE 18 - GENERAL OVERHEAD FILE NUMBER: 031-827

Name and Address
(A)
Kosmerl & Co., P.C.

535 North Fifth St.
Reading
PA
19601
Type or Classification
(B)
Audit & Accounting Services
Purpose
(C)
Date
(D)
Amount
(E)
Total Itemized Transactions with this Payee/Payer 
Total Non-Itemized Transactions with this Payee/Payer$31,600
Total of All Transactions with this Payee/Payer for This Schedule$31,600
Form LM-2 (Revised 2010); (Tech. Rev. 2/2013)
SCHEDULE 19 - UNION ADMINISTRATION FILE NUMBER: 031-827

Name and Address
(A)




-1
Type or Classification
(B)
Purpose
(C)
Date
(D)
Amount
(E)
Total Itemized Transactions with this Payee/Payer 
Total Non-Itemized Transactions with this Payee/Payer 
Total of All Transactions with this Payee/Payer for This Schedule$0
Form LM-2 (Revised 2010); (Tech. Rev. 2/2013)
SCHEDULE 20 - BENEFITS FILE NUMBER: 031-827

Description
(A)
To Whom Paid
(B)
Amount
(C)
Total of all lines above (Total will be automatically entered in Item 55.)$193,810
Health & WelfareTeamsters #401 H&W Fund$55,888
Health & WelfareJt. Council #53 Retirees H&W$22,285
PensionJt. Council #53 Pension Fund$34,317
PensionCPTPF$81,320
Form LM-2 (Revised 2010); (Tech. Rev. 2/2013)
69. ADDITIONAL INFORMATION SUMMARY FILE NUMBER: 031-827


Question 10: Teamsters Local 401 Health & Welfare Fund 260 S. Washington street Wilkes-Barre, Pennsylvania 18701 Federal EIN 23-2024270

Question 12: Kosmerl & Co.,P.C. 535 North Fifth Street Reading, PA 19601

Question 16: Local 401 has an automobile loan. The automobile is pledged as security for the loan.

Question 18: Teamsters Local 401 is governed by a uniform constitution prescribed by the International Union, and the International Union will file on the Local's behalf. These Bylaw changes were approved by the membership and the Office of the

General President on April 9, 2017 and June 20, 2017, respectively. The above disclosure was inadvertently missed on the original filing of the 2017 Form LM-2

Schedule 9, Row1:

Schedule 9, Row1:

Schedule 13, Row1:

Schedule 13, Row1:Active Members and pay full dues.

Schedule 13, Row1:

Schedule 13, Row1:

General Information:
Form LM-2 (Revised 2010); (Tech. Rev. 2/2013)